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Published on 2026-04-13 | 2 days ago

U.S. SEC Provides Pathway for DeFi Platforms to Operate Without Broker-Dealer Registration

The U.S. Securities and Exchange Commission (SEC) has outlined conditions under which DeFi platforms that operate through covered user interfaces may be exempt from registering as broker-dealers. This marks the latest guidance from the Commission, even as it continues to provide regulatory clarity ahead of the passage of the CLARITY Act. Ad Ad SEC Provides The post U.S. SEC Provides Pathway for DeFi Platforms to Operate Without Broker-Dealer Registration appeared first on CoinGape.

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